Mr. Nilesh Shah & Ors. vs Securities and Exchange Board of India & Anr.
SC · 13 July 2026
[2026] 8 S.C.R. 160 : 2026 INSC 681
Whether, in the facts and circumstances, there could be any breach or violation of SEBI (Mutual Funds) Regulations, 1996 where, as contended by the appellants: (i) the actions complained about did not result in any loss…
Gpsk Capital Private Limited (Formerly Known As Mantri Finance Limited) vs The Securities and Exchange Board of India
SC · 20 March 2023
[2023] 2 S.C.R. 737 : 2023 INSC 262
Securities and Exchange Board of India Act, 1992: s. 15(Z) – Securities and Exchange Board of India (Stock Brokers and Sub Brokers) Regulations, 1992 – Sch. III, para 4 – Fees continuity benefits under – Entitlement to –…
Securities and Exchange Board of India vs National Stock Exchange Members Association and Anr.
SC · 13 October 2022
[2022] 14 S.C.R. 911 : 2022 INSC 1076
Securities and Exchange Board of India Act, 1992 – s.12(1) – Whether in terms of s.12(1), a single registration with SEBI is sufficient even if the stock broker has various memberships and functions from several stock ex…
Securities and Exchange Board of India vs Abhijit Rajan
SC · 19 September 2022
[2022] 9 S.C.R. 669 : 2022 INSC 979
Securities and Exchange Board of India (Prohibition of Insider Trading) Regulations, 1992 – Regulation 3(i) r/w Regulation 4 – Securities and Exchange Board of India Act, 1992 – ss. 12A (d), 12A (e),15Z and 30 – Insider…
Dkg Buildcon Private Ltd. vs The Adjudicating & Enquiry Officer, S.E.B.I.
SC · 14 September 2022
[2022] 19 S.C.R. 242 : 2022 INSC 960
Securities and Exchange Board of India Act, 1992 – ss.11C (3), 15A(a), 15J –Penalty of rupees one crore levied by the Adjudicating Officer (AO), upheld by the Securities Appellate Tribunal (SAT) – Justification of – Held…
Kavi Arora vs Securities & Exchange Board of India
SC · 14 September 2022
[2022] 19 S.C.R. 323 : 2022 INSC 959
Securities and Exchange Board of India Act, 1992 – s.15HA – Securities and Exchange Board of India (Procedure for Holding Inquiry and Imposing Penalties by Adjudicating Officer) Rules, 1995 – rr.3, 4 – Show Cause Notice…
Mbl and Company Limited vs Securities and Exchange Board of India
SC · 26 May 2022
[2022] 4 S.C.R. 817 : 2022 INSC 628
Securities and Exchange Board of India Act 1992: ss. 12(A) (a), (b), (c), ss. 15Z, 15HA, 15HB, ss. 11, 11(4), 11B/19 – Prohibition of manipulative and deceptive devices, insider trading and substantial acquisition of sec…
Balram Garg vs Securities and Exchange Board of India
SC · 19 April 2022
[2022] 4 S.C.R. 888 : 2022 INSC 442
SEBI (Prevention of Insider Trading Regulations), 2015 – Regulation 2(1)(d) and 2(1)(f) – Securities and Exchange Board of India Act, 1992 – ss.11(2)(g), 11(4), 12A(c), 15G and 15Z – Insider Trading – On receipt of Unpub…
Securities and Exchange Board of India vs Mega Corporation Limited
SC · 25 March 2022
[2022] 2 S.C.R. 546 : 2022 INSC 344
Securities and Exchange Board of India Act, 1992 – ss 11, 11B, 19, 15T – SEBI (Prohibition of Fraudulent and Unfair Trade Practices Relating to Securities Market) Regulations, 2003 – Regulations 3(a), (b), (c) &(d) and 4…
Securities and Exchange Board of India vs Udayant Malhoutra
SC · 18 November 2020
[2020] 14 S.C.R. 327 : 2020 INSC 647
Securities and Exchange Board of India Act 1992 – s.19 r/w. ss.11(1), 11(4)(d), 11(4A), 11(5) and 11B – SEBI (Prohibition of Insider Trading) Regulations 2015 – regn.10 – It was alleged that respondent-CEO and Managing D…
Adjudicating Officer, Securities and Exchange Board of India vs Bhavesh Pabari
SC · 28 February 2019
[2019] 18 S.C.R. 898 : 2019 INSC 289
Securities and Exchange Board of India Act, 1992 – s.15-J, Cl. (a), (b) & (c) – Whether conditions stipulated in Clauses (a), (b) and (c) of s.15-J are exhaustive to govern the discretion in the Adjudicating Officer to d…
