[ad_1] Markets regulator Sebi on Wednesday levied fines totalling Rs 1.15 crore on 15 entities for manipulating the share price of Parichay Investments Ltd (PIL). The regulator imposed fines in the range of Rs 5 lakh to Rs 10 lakh on 15 entities. The order came after the Securities Appellate...
Sebi bars HRSA, its proprietor from securities mkt for 6 months, Legal News, ET LegalWorld – Legal Firms
[ad_1] Capital markets regulator Sebi on Thursday barred Heaven Research Security Advisory (HRSA) and its proprietor from securities markets for six months for providing investment advisory services without authorisation. According to a Sebi order, the entities were engaged in investment advisory services without obtaining a certificate of registration from Securities...
Protean eGov Technologies, Balaji Speciality Chemicals get Sebi’s nod to float IPO, Legal News, ET LegalWorld – Legal Firms
[ad_1] IT-enabled service provider Protean eGov Technologies and Chemical manufacturer Balaji Speciality Chemicals have received capital markets regulator Sebi's approval to raise funds through initial public offering (IPO). The two companies, which had filed their preliminary IPO papers with the Securities and Exchange Board of India (Sebi) between December 2021...
Sebi levies Rs 2 lakh fine on individual for violating insider trading norms, Legal News, ET LegalWorld – Legal Firms
[ad_1] New Delhi: Capital markets regulator Sebi on Tuesday levied a fine of Rs 2 lakh on an individual for violating insider trading norms in the shares of Titan Company Ltd (TCL). The regulator slapped a fine of Rs 2 lakh on Samik Ghosh (noticee). The transactions were carried out...
Kolte-Patil Developers, 2 other settle case with Sebi, Legal News, ET LegalWorld – Legal Firms
[ad_1] New Delhi, Kolte-Patil Developers Ltd and two others on Friday settled with markets regulator Sebi, a case pertaining to the alleged violations of listing and disclosure rules, on payment of over Rs 63 lakh towards the settlement amount. The other two applicants who settled the case are -- G...
SC issues contempt notice to SEBI on RIL plea on non-compliance of court order, Legal News, ET LegalWorld – Legal Firms
[ad_1] New Delhi, The Supreme Court has issued a contempt notice to the Securities and Exchange Board of India (SEBI) on Reliance Industries (RIL) plea alleging non-compliance of the court's August 5 order, which directed the market regulator to provide access to certain documents to the company.A bench comprising Justices...